| Diligence Checkpoint |
Data Source |
Which Blue Umbrella Report to Order |
Coverage Summary |
| Compliance database check (includes OFAC Sanctions, HM Treasury Lists & Sanctions, the UN Consolidated List, EU Consolidated List and the World Compliance data set of lists, sanctions, enforcement actions, etc.) |
Watch List Check |
Quick Check, Lite, Pro and Plus |
|
| Registered date, number and status |
Company Profile |
Lite, Pro, Plus |
Generally, covered by the company registration |
| Company name registration |
Company Profile |
Lite, Pro, Plus |
Generally, covered by the company registration |
| Registered address |
Company Profile |
Lite, Pro, Plus |
Generally, covered by the company registration |
| Name changes on record |
Company Profile |
Lite, Pro, Plus |
Generally, covered by the company registration. Supplemented with media searches in the cases of Pro and Plus reports. |
| Capital information |
Company Profile |
Lite, Pro, Plus |
Generally, covered by the company registration. Supplemented with media searches in the cases of Pro and Plus reports. |
| Shareholder / directorship information |
Company Profile |
Lite, Pro, Plus |
Subject to availability in company registration; not all jurisdictions provide this information as public record in company filings. Supplemented by media searches in Pro and Plus reports |
| Litigation search on subject company |
Litigation and Bankruptcy Checks, Media Search |
Pro, Plus |
|
| Bankruptcy proceedings |
Litigation and Bankruptcy Checks, Media Search |
Pro, Plus |
|
| Regulator check |
Watch List Check, Regulatory Check |
Lite, Pro, Plus |
Regulator check may not be applicable for all industries. In the case of a Lite report, this is covered by the Watch List Check only |
| Political exposure check |
Watch List Check, Media Search |
Lite, Pro, Plus |
Political exposure check for a Lite report is covered by the Watch List Check only |
| Local language media and internet search |
Company Profile, Internet Search of Business Activities, Media Search |
Pro, Plus |
|
| Global media and internet search |
Company Profile, Internet Search of Business Activities, Media Search |
Pro, Plus |
|
| ISO confirmation |
Company Profile |
Pro, Plus |
Where available |
| Director profile (directorship, litigation search, compliance database check and adverse media search on a maximum of 3 directors) |
Principals Research for directorships; Litigation and Bankruptcy Checks; Watch List Checklist; Media Search |
Plus |
|
| Compliance database checks and adverse media search on all identified senior management and significant shareholders as identified in official company records |
Watch List Check, Media Search |
Plus |
|
| Media search and compliance database check on 3 related companies |
Watch List Check, Media Search |
Plus |
|
